- Wed, 22 Feb 2012 11:06:07 +0000: Johnson & Johnson Ceo Resigns After Series Of Missteps - OzarksFirst.com - "SEC Enforcement Division" - Google NewsJohnson & Johnson Ceo Resigns After Series Of Missteps
OzarksFirst.com
... with the law by acquiring a private company for the purpose of paying bribes, and using sham contracts, off-shore companies, and slush funds to cover its tracks," Robert Khuzami, director of the SEC's enforcement division, said at the time.and more » - Mon, 20 Feb 2012 10:41:24 +0000: SEC Enforcement Division to focus on insider trading and conflicts of interest ... - Lexology (registration) - "SEC Enforcement Division" - Google NewsSEC Enforcement Division to focus on insider trading and conflicts of interest ...
Lexology (registration)
The private equity industry should expect increased scrutiny by the Securities and Exchange Commission (SEC), particularly with respect to insider trading and how firms address conflicts of interest, according to recent speeches by representatives of ... - Wed, 15 Feb 2012 05:13:14 +0000: Mourant seminar highlights SEC enforcement trends - Caymanian Compass - "SEC Enforcement Division" - Google NewsMourant seminar highlights SEC enforcement trends
Caymanian Compass
Quoting Bruce Karpati, the head of the Asset Management Unit in the SEC's Enforcement Division, who said at a meeting of New York City Bar lawyers about a month ago “he very nature of a hedge funds fee structure makes them problematic and suspicious”. - Mon, 13 Feb 2012 20:59:51 +0000: Obama's 2013 Budget Raises Taxes on Top Earners, Bolsters SEC Budget - AdvisorOne - "SEC Enforcement Division" - Google News
AdvisorOneObama's 2013 Budget Raises Taxes on Top Earners, Bolsters SEC Budget
AdvisorOne
Across the agency the president's request would support the following: 191 new staff would be added to the SEC's enforcement division—a boost from 1354 positions now to 1545 in 2013; 222 new staff would be added to the Office of Compliance Inspections ...and more » - Mon, 13 Feb 2012 13:32:45 +0000: The SEC Is Looking Into Private Equity - New York Magazine - "SEC Enforcement Division" - Google News
New York MagazineThe SEC Is Looking Into Private Equity
New York Magazine
Handling the inquiry is the SEC's enforcement division, which drew criticism for its ineffectiveness as a regulator in the period leading up to the financial crisis. The agency has recently taken a more aggressive public stance, vowing to root out ...and more »
