- Fri, 18 May 2012 16:39:50 +0000: Dendreon: Timing Of News Story Release Is Interesting - Seeking Alpha - "SEC Enforcement Division" - Google NewsDendreon: Timing Of News Story Release Is Interesting
Seeking Alpha
Chuck Grassley went to the SEC's Office of the Inspector General in late summer, 2009, and demanded an investigation into why the SEC's Enforcement Division hadn't looked into the matter. The result was Report OIG-521. You'll see that the last page is ... - Mon, 14 May 2012 23:28:04 +0000: SEC halts trading in 379 stocks to cut shell-company fraud - USA TODAY - "SEC Enforcement Division" - Google News
USA TODAYSEC halts trading in 379 stocks to cut shell-company fraud
USA TODAY
"Unless we do something like this, and formally suspend trading, there's always the risk shares are bought up, purportedly breathed new life … and set up as a fake business," says Thomas Sporkin, chief of SEC Enforcement Division's office of market ...and more » - Mon, 14 May 2012 23:20:47 +0000: SEC ends trading in shell companies — including some old KC names - Kansas City Star - "SEC Enforcement Division" - Google NewsSEC ends trading in shell companies — including some old KC names
Kansas City Star
“We don't have enough staff,” said Chris Ehrman, assistant director of the office of market intelligence at the SEC's enforcement division. The SEC also is looking into attorneys, auditors, broker dealers and transfer agents associated with shell ...and more » - Fri, 11 May 2012 21:42:11 +0000: SEC Looks at Trading in Avon - Wall Street Journal - "SEC Enforcement Division" - Google NewsSEC Looks at Trading in Avon
Wall Street Journal
Kaye Scholer LLP's Jonathan Green, a former senior counsel at the SEC and federal prosecutor, said the timing of the letters, on the same day as the public announcement of Coty's offer, suggested the SEC's Enforcement Division had been monitoring ...and more » - Thu, 10 May 2012 00:39:52 +0000: SEC Is Investigating Accounting of Chinese Client of Deloitte in Shanghai - New York Times - "SEC Enforcement Division" - Google News
AsiaOneSEC Is Investigating Accounting of Chinese Client of Deloitte in Shanghai
New York Times
Scott Friestad, an associate director in the SEC's enforcement division, declined to say what penalties the SEC might seek but said, “We will be mindful of avoiding sanctions that have unintended consequences.” That could mean the SEC would not seek to ...
US launches action against DeloitteNinemsn all 38 news articles »
