- Fri, 31 Jul 2015 01:41:52 +0000: US Drops Probe into Mead Johnson's China Operations with $12M Settlement - Yibada (English Edition) - "SEC Enforcement Division" - Google News
Yibada (English Edition)US Drops Probe into Mead Johnson's China Operations with $12M Settlement
Yibada (English Edition)
... its subsidiary to use off-the-books slush funds to pay doctors and other healthcare professionals in China to recommend its baby formula and give the company marketing access to mothers," Kara Brockmeyer, chief of the SEC Enforcement Division's ...
Mead Johnson Paying $12M to Settle US Bribery Charges
ABC News all 82 news articles »
- Thu, 30 Jul 2015 17:56:55 +0000: Court Rules There's No 180-Day Limit on SEC Investigations - ThinkAdvisor - "SEC Enforcement Division" - Google NewsCourt Rules There's No 180-Day Limit on SEC Investigations
“[The SEC Enforcement Division's staff] may leave open for years many investigations that are not being actively pursued.”U.S. Government Accountability Office, GAO-07-830,SEC: Additional Actions Needed to Ensure Planned Improvements Address ...
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- Thu, 30 Jul 2015 09:19:23 +0000: Chief of Market Abuse to leave SEC - Automated Trader - "SEC Enforcement Division" - Google News
ReutersChief of Market Abuse to leave SEC
"Dan is known for his strategic vision and built the Market Abuse Unit into a trailblazer in the investigation of market structure violations and complex insider trading schemes," said Andrew Ceresney, Director of the SEC's Enforcement Division. "As an ...
SEC's Hawke, head of market abuse unit, to depart agency
Reuters all 13 news articles »
- Wed, 29 Jul 2015 23:10:33 +0000: Investment Technology Group in Talks to Settle SEC Probe of Alternet Securities - Wall Street Journal - "SEC Enforcement Division" - Google News
Channel News AsiaInvestment Technology Group in Talks to Settle SEC Probe of Alternet Securities
Wall Street Journal
Under a potential settlement negotiated with the staff of the SEC's enforcement division, ITG would pay $20.3 million. This would include a civil penalty of $18 million, disgorgement of about $2.1 million in trading revenue and prejudgment interest of ...
ITG Announces Preliminary Second Quarter 2015 Earnings Guidance, Including ...
GlobeNewswire (press release) all 33 news articles »
- Fri, 24 Jul 2015 22:50:00 +0000: MDC and SEC: An accounting conflict Nadal's successors must address - The Globe and Mail (subscription) - "SEC Enforcement Division" - Google News
The Globe and Mail (subscription)MDC and SEC: An accounting conflict Nadal's successors must address
The Globe and Mail (subscription)
There is no assurance that the staff of corporation finance, which is separate from the SEC's enforcement division, was acting directly on the whistleblower's tip, nor is it certain that the subpoena that followed five months later related to any of ...
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